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QUESTION 39 Management fees and other expenses of open-end mutual funds are least likely to include:...

QUESTION 39

  1. Management fees and other expenses of open-end mutual funds are least likely to include:

    a. Front-end loads.

    b. Back-end loads.

    c. 12 b-1 charges.

    d. Tax liabilities.

QUESTION 40

  1. Mutual fund fees that cover advertising and promotional literature are typically referred to as:

    a. Back-end loads.

    b. Front-end loads.

    c. Advertising fees.

    d. 12 b-1 charges.

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Answer #1

Management fees and other expenses of open-end mutual funds are least likely to include:

d. Tax liabilities.

Mutual fund fees that cover advertising and promotional literature are typically referred to as:

d. 12 b-1 charges

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