Which of the following is involved in direct finance?
a. Securities dealers
b. Investments banks
c. Securities brokers
d. All of the above
Please provide rating..
Correct answer is option d. All of the above
securities broker, investment banks and securities brokers plays an important role in direct financing..
Which of the following is involved in direct finance? a. Securities dealers b. Investments banks c....
Dealers in Treasury securities finance their inventories through a. Repurchase agreements (RPs) b. Loans from commercial banks c. Loans from the Fed d. Dealers do not hold inventories
26. The difference between a broker and a dealer, for an MNE, is a dealers sell drugs; brokers sell houses. b. brokers bring together buyers and sellers, but carry no inventory, dealers stand ready to buy and sell from their inventory c. brokers transact in stocks and bonds; currency is bought and sold through dealers. d. none of the above
14. Which statement is true about bond dealers? (May be more than one) a. Bond dealers buy bonds at the ask price and sell them at the bid price b. Bond dealers buy bonds at the bid price and sell them at the ask price c. Bond dealers don't keep an inventory of bonds in their portfolio d. Bond dealers earn profits from the bid-ask spread e. Bond brokers who are not dealers earn profits earn profits from bid-ask spread...
QUESTION 14 Dealers' inventories can be made of: a. Long positions in securities. O b. Short positions in securities. O C. Both a. and b. o d. None of the above.
Primary dealers none of the listed answers are correct are small banks in the primary stage of development cannot trade securities directly with the Federal Reserve Bank trade securities directly with the Federal Reserve Bank The bid/ask spread is the price of that the dealer sells securities information liquidity demonination Which of the following would be most likely to use a financial market? A state government wishing to borrow to finance a highway project A small business wishing to borrow...
3. Which of the following bond variables can change? a. Yield b. Coupon rate c. Price d. Answers a and c e. Answers b and c Answer 4. Which of the following describes a bankruptcy allowing a company to reorganize? a. Chapter 4 b. Chapter 7 c. Chapter 11 d. Chapter 15 e. None of the above Answer 5. Which of the following use company capital to earn profits in the market? a. Investment Bankers b. Brokers c. Dealers d....
Which of the following statements is true? a. Under direct intervention, central banks influence factors that determine the value of a currency. b. None of the above c. Under indirect intervention, central banks change interest rates to influence the value of currency. d. Under indirect intervention, central banks buys and sells foreign currency.
The largest holder of commercial paper is a. Money market mutual funds b. The Fed c. Insurance companies d. The SEC Dealers in Treasury securities finance their inventories through a. Repurchase agreements (RPs) b. Loans from commercial banks c. Loans from the Fed d. Dealers do not hold inventories To be able to issue commercial paper, the issuer must a. Be highly rated by a credit rating agency b. Collateralize the paper c. Be endorsed by the SEC d. Both...
Which of the following observations is NOT consistent with the accounting for investments in equity securities where there is no significant influence? a) When the securities are remeasured to fair value as of the end of each period, any resulting difference is an unrealized gain or loss to be recognized in income b) Changes in the number of investment shares resulting from stock dividends, stock splits, or reverse splits must be formally recorded by the investor c) The investor recognizes...
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1. The SEC was established in 1934 to help regulate the United States securities market. Which of the follow ing statements is true concerning the SEC? The SEC prohibits the sale of speculative securities. b. a. Registration with the SEC guarantees the accuracy of the registrant's prospectus The SEC's initial influence and authority has diminished in recent years as stock exchanges have come more organized and better able to police themselves. d. c. The SEC regulates...