Mark which column applies
Description | Auditor | Management | Neither |
1. Ensure compliance with laws and regulations | |||
2. Consider laws and regulations to plan and perform the audit. | |||
3. Determine whether applicable laws and regulations are fair. | |||
4. Identify the risks that have a pervasive effect on compliance. | |||
5. Obtain written representations about laws and regulations. | |||
6. Review minutes of meetings for evidence concerning compliance with laws and regulations. | |||
7. Identify laws and regulations requiring compliance. | |||
8. Suggest new regulations to authorities. | |||
9. Establish internal controls pertaining to compliance with laws and regulations. | |||
10. Provide positive assurance that no laws or regulations have been violated by employees. |
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Mark which column applies Description Auditor Management Neither 1. Ensure compliance with laws and regulations 2....
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