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Which of the following establishes that an individual who acquires material inside information as a result...

Which of the following establishes that an individual who acquires material inside information as a result of an insider's breach of duty is liable for insider trading?

  • Blue Sky Laws.

  • Proxy Solicitation.

  • The Securities Litigation Uniform Standards Act.

  • Misappropriation Theory.

  • Tipper/Tippee Theory.

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Answer #1

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E

It is the Tipper and Tippee theory that says that anybody getting insider information, from someone with breach of his or her fiduciary duties will be held liable for the insider trading.

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