Question

1. Which the following requires new issues to file a registration statement and issue a prospectus?...

1. Which the following requires new issues to file a registration statement and issue a prospectus?
a. Dodd-Frank Act of 2010
b. Glass- Steagall Act of 1933
c. Securities Exchange Act of 1934
d. Securities Act of 1933

2. The best criterion for in an investment decision:
a. finance all capital budgeting projects with debt
b. minimize the cost of the investment
c. maximize the difference between cash inflows and cost
d. maximize the number of capital budgeting projects

3. Three building blocks of finance are?
a. Financing decision, investment decision, marketing decision
b. Financing decision, capital structure decision and working capital management decision.
c. Financing decision, capital bugeting decision and working capital management decision.
d. Capital structure decision, marketing decision, capital budgeting decision.
0 0
Add a comment Improve this question Transcribed image text
Answer #1

1 - D, Securities Act of 1933

2. C - Maximise the difference between cash inflows and cost

3. C. Financing decision, capital bugeting decision and working capital management decision

3 -

Add a comment
Know the answer?
Add Answer to:
1. Which the following requires new issues to file a registration statement and issue a prospectus?...
Your Answer:

Post as a guest

Your Name:

What's your source?

Earn Coins

Coins can be redeemed for fabulous gifts.

Not the answer you're looking for? Ask your own homework help question. Our experts will answer your question WITHIN MINUTES for Free.
Similar Homework Help Questions
  • 1. Insiders must file a statement of the amount of such issues of which they are...

    1. Insiders must file a statement of the amount of such issues of which they are the owners: a. only after 10 days of becoming an insider b. only at the time of the registration c. only after 30 days of becoming an insider d. at the time of the registration or within 10 days after becoming an insider e. within 5 days of becoming an insider 2. The members of the Public Company Accounting Oversight Board are appointed by...

  • Please Help Thank You!! 1. The SEC was established in 1934 to help regulate the United States securities market. Whi...

    Please Help Thank You!! 1. The SEC was established in 1934 to help regulate the United States securities market. Which of the follow ing statements is true concerning the SEC? The SEC prohibits the sale of speculative securities. b. a. Registration with the SEC guarantees the accuracy of the registrant's prospectus The SEC's initial influence and authority has diminished in recent years as stock exchanges have come more organized and better able to police themselves. d. c. The SEC regulates...

  • Select all that is/are true or false about the financial markets.    a. Financial markets bring...

    Select all that is/are true or false about the financial markets.    a. Financial markets bring the buyers and sellers of debt and equity together. b. Stocks trading on an organized exchange such as the NYSE are also referred to as listed securities c. Securities traded between two shareholders happen in the primary market. d. When a firm first sells shares to the public this is a primary market transaction. e. The OTC market has a central location and is...

  • 1. Which of the following is NOT a function of financial management? A. Deciding the best...

    1. Which of the following is NOT a function of financial management? A. Deciding the best sources of finance. B. Spending money on capital expansion C. Preparation of tax returns D. Evaluating how much dividends to pay shareholders. 2. The process of planning and managing a firm’s long-term investments is called; A. Working capital management. B. Financial depreciation. C. Agency cost analysis. D. Capital budgeting. 3. A profitability index (PI) greater than 1 creates a value for shareholders A. True...

  • 1. Which of the following is false regarding common and federal securities laws? a. The securities...

    1. Which of the following is false regarding common and federal securities laws? a. The securities act of 1933 deals only with the reporting requirements for companies issuing new securities. b. -Rule 10-5b of the securities exchange act of 1934 is also known as the antifraud provision. C. -Ultramares doctrine states that ordinary negligence is insufficient for liability to third parties because of the lack of privity of contracts. d. A scienter is a specialist used in Rule 10-5b investigations....

  • Only say choice 8. In order to maximize firm value, management should invest in new assets...

    Only say choice 8. In order to maximize firm value, management should invest in new assets when the internal rate of retum a. greater or equal to the firm's marginal cost of capital. b. greater than the cost of debt financing. c. less than or equal to the accounting rate of return. 9. The cost of capital is: a. the opportunity cost of using funds to invest in new projects. b. the rate of return the firm must ean on...

  • You are given the following information for McGee Corporation. Prepare (in good form) a balance sheet...

    You are given the following information for McGee Corporation. Prepare (in good form) a balance sheet for 2018 for the company. 2018 Accounts Receivable $2,480 Property, Plant and Equipment 16,400 Cash 13,300 Accumulated Depreciation 6,020 Inventory 5,800 Accounts Payable 11,800 Common stock 9,990 Long-Term Debt 7,800 Retained Earnings 2,370 10. Select all that is/are true about the cash flows of a firm a. In measuring free cash flows we are more interested in considering cash flows from an accounting perspective...

  • Which of the following is an example of a market risk for a company that manufactures...

    Which of the following is an example of a market risk for a company that manufactures automobiles? a) Being suddenly unable to source a critical component of the automobile b) Damage to completed cars being transported to a buyer c) A competitor that offers a similar line of cars with comparable quality at lower prices d) A failure in the company's accounts receivable process A company with a 120-day operating cycle determines its cash conversion cycle using the following data:...

  • please show how to do in excel file if possible Please complete the following problems: 1....

    please show how to do in excel file if possible Please complete the following problems: 1. The Sea Wharf Restaurant would like to determine the best way to allocate a monthly advertising budget of $1000 between newspaper advertising and radio advertising Management decided that at least 25 percent of the budget must be spent on each type of media and that the amount of money spent on local newspaper advertising must be at least twice the amount spent on radio...

  • F FINLOCUL MENAGEMENT METRICNO A H camise share after taxes l manager is considering we mutually...

    F FINLOCUL MENAGEMENT METRICNO A H camise share after taxes l manager is considering we mutually exclusive projects for investmen et is expected to earn RM5 million while Project B is expected to an RN Which of the following statements is the MOST correct? The manager should select project A The manager should select project B. The manager should select the project that maximizes long-term profits, just one year of profits The manager should select the project that causes the...

ADVERTISEMENT
Free Homework Help App
Download From Google Play
Scan Your Homework
to Get Instant Free Answers
Need Online Homework Help?
Ask a Question
Get Answers For Free
Most questions answered within 3 hours.
ADVERTISEMENT
ADVERTISEMENT
ADVERTISEMENT