Question

1. Linda Chin, CFA, is a member of a political group advocating less governmental regulation in all aspects of life. She works in a country where local securities laws are minimal and insider trading is not prohibited. Chin's politics are reflected in her investment strategy, where she follows her country's mandatory legal and regulatory requirements. Please select and explain which of the following actions by Chin would be most consistent with the CFA Institute Standards of Professional Conduct? A) Continuing her current investment strategy B) Disclosing her political advocacy to clients C) Following the CFA Institute Standards of Professional Conduct

Answer 1

Disclosing her political advocacy to clients is most consistent as clients should be aware that her recommendation might be influenced by her group