Question

A wraparound filing: Multiple Choice a. May be used by large companies to sell securities over...

A wraparound filing: Multiple Choice

a. May be used by large companies to sell securities over a period of two years without re-filing with the SEC.

b. Is a simplified registration procedure for securities to be issued by small companies.

c. Allows a company to simplify its periodic filing by attaching its annual report to Form 10-K.

d. Is a filing completed using the SEC's electronic filing system.

e. May remain in effect for a period of one to five years.

0 0
Add a comment Improve this question Transcribed image text
Answer #1

Solution:

A wraparound filing "Allows a company to simplify its periodic filing by attaching its annual report to Form 10-K."

Hence option c is correct.

Add a comment
Know the answer?
Add Answer to:
A wraparound filing: Multiple Choice a. May be used by large companies to sell securities over...
Your Answer:

Post as a guest

Your Name:

What's your source?

Earn Coins

Coins can be redeemed for fabulous gifts.

Not the answer you're looking for? Ask your own homework help question. Our experts will answer your question WITHIN MINUTES for Free.
Similar Homework Help Questions
  • Which one of the following forms is used when companies have filed with the SEC for less than 36 months but are not lar...

    Which one of the following forms is used when companies have filed with the SEC for less than 36 months but are not large enough to file form S-3? Multiple Choice Ο Ο Ο Ο Ο What is shelf registration? Multiple Choice 0 A procedure that all A procedure that allows the sale of securities to a small group of knowledgeable investors without any general solicitation. 0 A procedure that allows large companies to register securities with the SEC and...

  • What is a primary focus of the Sarbanes-Oxley Act? Accounting standards and the registration of securities. Regulation o...

    What is a primary focus of the Sarbanes-Oxley Act? Accounting standards and the registration of securities. Regulation of the continuous reporting by publicly owned companies. Accounting standards and registration of investment companies that engage in investing and trading in securities. Accounting standards and penalties against persons who profit from illegal use of inside information. Regulation of independent audit firms and audit standards. The SEC’s role in the initial registration of securities to be publicly issued is: Multiple Choice To ensure...

  • Stocks that pay relatively large cash dividends on a regular basis are called: Multiple Choice Small...

    Stocks that pay relatively large cash dividends on a regular basis are called: Multiple Choice Small capital stocks. Mid capital stocks. Growth stocks. Large capital stocks. Income stocks. The amount of annual cash dividends distributed to common shareholders relative to the common stock's market value is the: Multiple Choice Dividend payout ratio Dividend yield Price-earnings ratio. Current yield Earnings per share. Corporations may buy back their own stock for any of the following reasons except to: Multiple Choice Avoid a...

  • THIS MULTIPLE- CHOICE QUESTION The majority of federal administrative agencies are part of which category of...

    THIS MULTIPLE- CHOICE QUESTION The majority of federal administrative agencies are part of which category of agency? The executive branch The judicial branch The legislative branch Independent agencies None of these Al's Car Shack believes its business has been hurt by a new administrative agency rule that creates excessive paperwork for the sale of used cars. In order to challenge the new rule, Al's Car Shack may immediately challenge the rule in federal court. immediately challenge the rule by filing...

  • Multiple Choice: Choose the “best” answer. Please Answer all Money center banks rely more heavily on...

    Multiple Choice: Choose the “best” answer. Please Answer all Money center banks rely more heavily on wholesale and borrowed funds as sources of liability funding than do community banks. True False Commercial paper is an alternative (competitive product) for large established companies that otherwise would need a business loan from a commercial bank. True False There is only one regulatory agency for commercial banks in the U.S.. True False 4.   Customer deposits are classified on a DI's (depository banks) balance...

  • MULTIPLE CHOICE 1) Which of the following is NOT an investment as defined in the text?...

    MULTIPLE CHOICE 1) Which of the following is NOT an investment as defined in the text? A) a certificate of deposit issued by a bank B) a new automobile C) a United States Saving Bond D) a mutual fund held in a retirement account 2) Which of the following is NOT traded in the securities markets? A) stocks B) bonds C) derivatives D) real estate 3) The governmental agency that oversees the capital markets is the A) Federal Trade Commission....

  • 1. Do you agree with Deloitte's assertion that Adams had no "substantive role" in the 2008...

    1. Do you agree with Deloitte's assertion that Adams had no "substantive role" in the 2008 and 2009 Caesars audits? Defend your answer. 2. The SEC applies a principles-based approach to mitigating the risks that may undercut auditor independence. Identify the four guiding principles applied by the SEC to protect the independence of auditors of public companies. 3. Assume Adams had used his personal funds to finance his gaming activities in the Caesars casino. Under those circumstances, would he have...

  • TRUE OR FALSE/ MULTIPLE CHOICE and word response questions. C. a more permanent government involvement in the ba...

    TRUE OR FALSE/ MULTIPLE CHOICE and word response questions. C. a more permanent government involvement in the banking system, even creating a pational banking system that owns and operates most of the global and regional banks. Deshort-term increases in government spending to stimulate the economy. 20. When describing the state of the U.S. economy, reporters often refer to the nation's GDP, its unemployment rate, and the CPI. Explain what each of these terms means and why each measure is significant....

  • Review the Audit report (found in the 10-K) for the following two companies. Highlight or summarize...

    Review the Audit report (found in the 10-K) for the following two companies. Highlight or summarize differences between the reports (other than the name of Company, Audit Firm, Financial statement period covered). Note: 1. Each Company may have two audit reports (one opinion on financial statements and one for audit of internal controls) or the two opinions may be combined into one report. 2. You are not required to review the entire 10-K. Find the audit report in the 10-K...

  • 2019 Audit of Beta Industries: Summary Information Assume you are an audit manager, today is May...

    2019 Audit of Beta Industries: Summary Information Assume you are an audit manager, today is May 15, 2019, and your public accounting firm is currently planning the 2019 financial statement audit of Beta Home Goods, a retailer in the home goods and supply industry. Beta is a public company with a 12/31 year-end, and a new client for your firm. The audit partner has asked you to help plan the audit for this new client using the following information obtained...

ADVERTISEMENT
Free Homework Help App
Download From Google Play
Scan Your Homework
to Get Instant Free Answers
Need Online Homework Help?
Ask a Question
Get Answers For Free
Most questions answered within 3 hours.
ADVERTISEMENT
ADVERTISEMENT
ADVERTISEMENT