Question

Which one of the following forms is used when companies have filed with the SEC for less than 36 months but are not large enough to file form S-3? Multiple Choice Ο Ο Ο Ο Ο

Answer 1

1) S-1 is used when companies have filed with the SEC for less than 36 months but are not large enough to file form s-3.

2) Shelf registration is a procedure that allows large companies to register securities with the SEC and then sell them over a period of two years without registering again within that period.

3) The prospectus part of a registration contains all except additional data concerning expenses of issuance.