Question

investment management

ER Blackboard NA Question Completion Status: QUESTION 18 Electronic communication systems: allow investors to communicate with others in investor chat rooms. allow markets to trade American Depository Receipts online in Europe and Asia. automatically match buy and sell orders at specified prices. are operated by the investment bankers to stabilize new issue markets. QUESTION 19 Full disclosure of all pertinent investment information in the sale of new securities is a provision of the Securities Act of 1933 Securities Exchange Act of 1934 Securities Acts Amendments of 1975, Sarbanes-Oxley Act of 2002. QUESTION 20 The Securities Investor Protection Corporation (SIPC) was established to: oversee the liquidation of brokerage firms, and insure an investor's accounts to a maximum value of $500,000 in case of bankruptcy by the broker. protect investors from corporate insider trading and insure their accounts for $500,000 in case corporate fraud caused a company to go bankrupt. cover the total market loss on an investor's brokerage account in case of the bankruptcy of the broker. create an insurance pool for brokerage firms, so that if one firm went bankrupt, all investor losses would be covered out of the insurance Click Save and submit toate and submit Chick Save AIT AS O llantes

Answer 1

EL 0:18 Ansa & Allow Receipts online Depository markets in Europe to trade American and Asia. CB ay Que to Electronic communication we can trade overseas. We can buy or sell Shores from anywhere in any country. 0.14 Auss securities Act of 1933. [A] Explain! - Fwill disclosure of all Pertinent investment information in the sale of new securities is a provision of the of this act. To when Corporation Sald a new issue of securities. 3 This act also created Uniform set and and set of rules to protect investers against framel - 0:20 AVEA per see the liquidation of brokerage insures accounces to a maximum value firms and

in case of bankrupty by the broker. Explain :- The Securities investors Protection Corporation CSPIC) was established to recover and return Coustomers sesc is created by missing case and assets at the time of liquidation of a bankuepty I investment firm.