Question

Individuals who have titles that include the words “trustee”, “executor”, “administrator”, “transfer agent”, “custodian” or “guardian”

		a.Perform different duties in a financial planning firm.
		b.Work with clients on modular plans.
		c.Perform administrative functions within a firm and facilitate implementation of the planner’s recommendations.
		d.Act in a position of trust on behalf of, or for the benefit of, a third party.

Answer 1

d.Act in a position of trust on behalf of, or for the benefit of, a third party.

individuals who have the titles such as trustee, executor, administrator, transfer agent, custodian, guardian etc.act in a position of trust on behalf of or for benefit of a third party.